AST News
ARTICLE
FEATURED
AST, a leading financial technology and professional services firm, today announced that Brian Longe has resigned as CEO of the company. Marty Flanigan, AST’s Chief Financial Officer, has been appointed CEO, effective immediately.
ARTICLE
Our team at D.F. King, an AST Company, helps you navigate today’s increased regulation, expanded disclosure requirements and greater investor empowerment. Learn more.
ARTICLE
Tapping the financial markets through an IPO is both an exciting and challenging task. In our series – “To, Through and Beyond the IPO” – AST shares its deep expertise and insights into the entire process as a private company goes public. Learn more.
Industry News
ARTICLE
August 23, 2017
TORONTO--(BUSINESS WIRE)--The NEO Exchange is pleased to announce that Redwood Asset Management is launching the Redwood Emerging Markets Dividend ETF today on NEO.
ARTICLE
August 22, 2017
CHICAGO--(BUSINESS WIRE)--The Nuveen Municipal High Income Opportunity Fund (NYSE: NMZ) has filed an initial registration statement to establish an equity shelf program. This is the fund’s sixth equity shelf registration since January 16, 2007. The program is designed to provide the fund’s portfolio managers with additional flexibility in pursuing attractive investment opportunities they believe may enhance long-term shareholder returns. Under the equity shelf program, the fund, subject to mark
ARTICLE
August 22, 2017
BOSTON--(BUSINESS WIRE)--On August 18, 2017, JPMorgan China Region Fund, Inc. (‘JFC’ or the ‘Fund’) filed its Form N-8F to notify the Securities and Exchange Commission of its intention to de-register under the Investment Company Act of 1940 (the ‘1940 Act’). It is expected that the Fund will be de-registered under the 1940 Act and dissolved under state law later this year. As noted in previous announcements, on July 14, 2017, the Fund made a liquidating distribution pursuant to the plan of liq
AST & Industry Events
