AST News
ARTICLE
AST today announced that Brett D. Weinblatt has joined as Chief Financial Officer, overseeing the company’s financial strategy and operations.
ARTICLE
AST is pleased to announce that Sue Lawrence, EVP, Chief Marketing and Strategy Officer, will speak at the BlockChainge DC conference in Washington, D.C. about the transformation of proxy services enabled by blockchain technology.
ARTICLE
Leading governance, proxy and ownership services firm D.F. King & Co., Inc., an AST Company, today announced that Geoffrey Weinberg has joined as a Senior Vice President in the Extraordinary Events Group. In this role, Weinberg will work in the corporate proxy department in the firm’s New York office on M&A transactions and contested solicitations, including activist defense assignments.
Industry News
ARTICLE
August 23, 2017
TORONTO--(BUSINESS WIRE)--The NEO Exchange is pleased to announce that Redwood Asset Management is launching the Redwood Emerging Markets Dividend ETF today on NEO.
ARTICLE
August 22, 2017
CHICAGO--(BUSINESS WIRE)--The Nuveen Municipal High Income Opportunity Fund (NYSE: NMZ) has filed an initial registration statement to establish an equity shelf program. This is the fund’s sixth equity shelf registration since January 16, 2007. The program is designed to provide the fund’s portfolio managers with additional flexibility in pursuing attractive investment opportunities they believe may enhance long-term shareholder returns. Under the equity shelf program, the fund, subject to mark
ARTICLE
August 22, 2017
BOSTON--(BUSINESS WIRE)--On August 18, 2017, JPMorgan China Region Fund, Inc. (‘JFC’ or the ‘Fund’) filed its Form N-8F to notify the Securities and Exchange Commission of its intention to de-register under the Investment Company Act of 1940 (the ‘1940 Act’). It is expected that the Fund will be de-registered under the 1940 Act and dissolved under state law later this year. As noted in previous announcements, on July 14, 2017, the Fund made a liquidating distribution pursuant to the plan of liq
AST & Industry Events
24th Annual Rocky Mountain Bankruptcy Conference
January 24, 2019 | 10:00Location: Salt Lake City, UT
Let’s go to the movies! For the first time, the Rocky Mountain Bankruptcy Conference is heading to Salt Lake City —and will take place during the Sundance Film Festival. This year’s program features a diverse collection of topics and regional judges on each panel. Keep current with hot topics, learn about economic trends, and brush up on accounting basics. While not at the conference, step outside and experience all this top winter destination has to offer. Enjoy the show!
Essentials 2019
January 29, 2019 | 9:00Location: Fort Lauderdale, FL
For more information about the event, please click here.