Guides

Guide

AST Shareholder Toolkit

Find instructions on common transactions and links to valuable resources in AST’s Shareholder Toolkit! 

AST's Shareholder Toolkit was created to help shareholders understand their ownership responsibilities and how to protect their investments. We invite you to know your rights and find out what it means to be a shareholder.

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Articles

Articles

Nuveen Fights Ruling Against Control-Share Bylaw

Nuveen Fights Ruling Against Control-Share Bylaw

A federal district judge sided last month with Saba Capital in its case against the fund company’s closed-end provision that prevents shareholders from voting their shares over 10% without approval from other investors.

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Reports

Report

2021 Proxy Season Review and Fall Engagement Guide

As you prepare for 2022, gain access to data and top takeaways from last season by downloading The Debriefing, D.F. King’s 2021 Season Review and Fall Engagement Guide. 

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Report

Equity Plan Solutions Case Study:  Using Customized Equity Awards Solutions to Compensate for Covid Related Lost Wages

Equity Plan Solutions Case Study: Using Customized Equity Awards Solutions to Compensate for Covid Related Lost Wages

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Research

Research

Blockchain in Capital Markets: More Evolution Than Revolution

Opimas, a leading management consultancy focused on capital markets, evaluates the current state of blockchain initiatives including AST’s forthcoming proxy voting solution.

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Research

AST Restricted Stock Guide

AST Restricted Stock Guide

We understand the challenges and difficulties that you and your shareholders may face when dealing with restricted or control securities. We have created this guide as a single resource for all aspects relating to the sale and transfer of restricted or control securities.

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