AST News
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FEATURED
Paul Arens has joined Private Company Solutions as Vice President, Business Development & Partnerships, to forge partnerships in the private company ecosystem and identify synergistic relationships.
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AST Fund Solutions executed a successful proxy campaign that resulted in 103 separate fund shareholder approvals for the reorganization of the OppenheimerFunds into the Invesco Funds.
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Carine Schneider, FGE, President of AST Private Company Solutions™, will speak at the Global Equity Organization (GEO) Annual Conference in Amsterdam about timely issues in global share plans and executive compensation.
Industry News
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August 23, 2017
TORONTO--(BUSINESS WIRE)--The NEO Exchange is pleased to announce that Redwood Asset Management is launching the Redwood Emerging Markets Dividend ETF today on NEO.
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August 22, 2017
CHICAGO--(BUSINESS WIRE)--The Nuveen Municipal High Income Opportunity Fund (NYSE: NMZ) has filed an initial registration statement to establish an equity shelf program. This is the fund’s sixth equity shelf registration since January 16, 2007. The program is designed to provide the fund’s portfolio managers with additional flexibility in pursuing attractive investment opportunities they believe may enhance long-term shareholder returns. Under the equity shelf program, the fund, subject to mark
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August 22, 2017
BOSTON--(BUSINESS WIRE)--On August 18, 2017, JPMorgan China Region Fund, Inc. (‘JFC’ or the ‘Fund’) filed its Form N-8F to notify the Securities and Exchange Commission of its intention to de-register under the Investment Company Act of 1940 (the ‘1940 Act’). It is expected that the Fund will be de-registered under the 1940 Act and dissolved under state law later this year. As noted in previous announcements, on July 14, 2017, the Fund made a liquidating distribution pursuant to the plan of liq
AST & Industry Events
STA Annual Conference
October 21, 2019 | 9:00Location: Naples, FL
STA Annual Conference! This is a once-a-year opportunity for Transfer Agents to come together, learn the about the latest developments in the industry, and benchmark best practices. Hear from the SEC, as well as updates on pertinent industry issues pertaining to risk, proxy, unclaimed property, blockchain, privacy and more.
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93rd Annual NCBJ Conference
October 30, 2019 | 12:00Location: Washington, DC
The National Conference of Bankruptcy Judges is an association of the Bankruptcy Judges of the United States which has several purposes: to provide continuing legal education to judges, lawyers and other involved professionals, to promote cooperation among the Bankruptcy Judges, to secure a greater degree of quality and uniformity in the administration of the Bankruptcy system and to improve the practice of law in the Bankruptcy Courts of the United States.