AST News
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Canada’s premier exchange group to expand its presence in the Transfer Agency and Corporate Trust business.
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Demand for personalized financial education and advice increases among employees with stock-based compensation as the marketplace faces continued economic uncertainty
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AST today announces the promotion of Nellwyn Voorhies to President of Donlin, Recano & Company, Inc. (Donlin Recano), an AST Company.
Industry News
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August 23, 2017
TORONTO--(BUSINESS WIRE)--The NEO Exchange is pleased to announce that Redwood Asset Management is launching the Redwood Emerging Markets Dividend ETF today on NEO.
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August 22, 2017
CHICAGO--(BUSINESS WIRE)--The Nuveen Municipal High Income Opportunity Fund (NYSE: NMZ) has filed an initial registration statement to establish an equity shelf program. This is the fund’s sixth equity shelf registration since January 16, 2007. The program is designed to provide the fund’s portfolio managers with additional flexibility in pursuing attractive investment opportunities they believe may enhance long-term shareholder returns. Under the equity shelf program, the fund, subject to mark
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August 22, 2017
BOSTON--(BUSINESS WIRE)--On August 18, 2017, JPMorgan China Region Fund, Inc. (‘JFC’ or the ‘Fund’) filed its Form N-8F to notify the Securities and Exchange Commission of its intention to de-register under the Investment Company Act of 1940 (the ‘1940 Act’). It is expected that the Fund will be de-registered under the 1940 Act and dissolved under state law later this year. As noted in previous announcements, on July 14, 2017, the Fund made a liquidating distribution pursuant to the plan of liq
AST & Industry Events
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TMA'S 32ND ANNUAL CONFERENCE
September 30, 2020 | 12:00Location: Boston, MA
We're taking you from "OPPORTUNITY TO IMPACT!" Networking opportunities will take advantage of all that historic Boston has to offer
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ACTIVE-PASSIVE INVESTOR SUMMIT - POSTPONED
October 08, 2020 | 8:30Location: New York, NY
13D Monitor's Annual Active-Passive Investor Summit will bring together more than 350 financial professionals for dynamic sessions and a full day of networking. Throughout its six-year history, this conference has been the ideal forum for the industry to meet, discuss, analyze and shape the development of the activist investing space. CNBC will return for live coverage and interviews throughout the day.
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