AST News
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FEATURED
Lou formerly, who has headed AST’s Ownership Intelligence service for many years, will now lead AST’s ownership data initiatives as SVP, Data Strategy.
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FEATURED
The ProShare award recognizes individuals who have, over the course of their careers, made a significant contribution to the share plans industry and employee share ownership.
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Paul Arens has joined Private Company Solutions as Vice President, Business Development & Partnerships, to forge partnerships in the private company ecosystem and identify synergistic relationships.
Industry News
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August 23, 2017
TORONTO--(BUSINESS WIRE)--The NEO Exchange is pleased to announce that Redwood Asset Management is launching the Redwood Emerging Markets Dividend ETF today on NEO.
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August 22, 2017
CHICAGO--(BUSINESS WIRE)--The Nuveen Municipal High Income Opportunity Fund (NYSE: NMZ) has filed an initial registration statement to establish an equity shelf program. This is the fund’s sixth equity shelf registration since January 16, 2007. The program is designed to provide the fund’s portfolio managers with additional flexibility in pursuing attractive investment opportunities they believe may enhance long-term shareholder returns. Under the equity shelf program, the fund, subject to mark
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August 22, 2017
BOSTON--(BUSINESS WIRE)--On August 18, 2017, JPMorgan China Region Fund, Inc. (‘JFC’ or the ‘Fund’) filed its Form N-8F to notify the Securities and Exchange Commission of its intention to de-register under the Investment Company Act of 1940 (the ‘1940 Act’). It is expected that the Fund will be de-registered under the 1940 Act and dissolved under state law later this year. As noted in previous announcements, on July 14, 2017, the Fund made a liquidating distribution pursuant to the plan of liq
AST & Industry Events
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NICSA STRATEGIC LEADERSHIP FORUM
February 26, 2020 | 5:00Location: Fort Lauderdale, FL
The conference addresses the industry's most important issues head on to help solidify 2020 and 2021 business planning. Hear from ALL PERSPECTIVES - asset management firms, broker dealers, and an extensive group of firms that include technology, law, and service firms that support the industry.
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ABI BANKRUPTCY BATTLEGROUND WEST
March 18, 2020 | 7:30Location: Beverly Hills, CA
ABI’s Bankruptcy Battleground West continues its tradition of bringing seasoned insolvency professionals together to discuss the leading issues of bankruptcy law, with a focus on the Southern California region. This year’s program once again offers concurrent sessions on a variety of insolvency topics, making this a conference you will not want to miss!
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