AST News
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Our team at D.F. King, an AST Company, helps you navigate today’s increased regulation, expanded disclosure requirements and greater investor empowerment. Learn more.
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Tapping the financial markets through an IPO is both an exciting and challenging task. In our series – “To, Through and Beyond the IPO” – AST shares its deep expertise and insights into the entire process as a private company goes public. Learn more.
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FEATURED
AST today announced that it has won a 2018 REBRAND 100® Global Award for its recent brand repositioning. The award recognizes AST’s success in creating a single brand identity that reflects the strategic integration of multiple business lines to serve the broad spectrum of issuers’ ownership needs. The successful repositioning embodies AST’s evolution as a leading financial technology company and its ongoing investment in providing the best possible support to its clients.
Industry News
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August 23, 2017
TORONTO--(BUSINESS WIRE)--The NEO Exchange is pleased to announce that Redwood Asset Management is launching the Redwood Emerging Markets Dividend ETF today on NEO.
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August 22, 2017
CHICAGO--(BUSINESS WIRE)--The Nuveen Municipal High Income Opportunity Fund (NYSE: NMZ) has filed an initial registration statement to establish an equity shelf program. This is the fund’s sixth equity shelf registration since January 16, 2007. The program is designed to provide the fund’s portfolio managers with additional flexibility in pursuing attractive investment opportunities they believe may enhance long-term shareholder returns. Under the equity shelf program, the fund, subject to mark
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August 22, 2017
BOSTON--(BUSINESS WIRE)--On August 18, 2017, JPMorgan China Region Fund, Inc. (‘JFC’ or the ‘Fund’) filed its Form N-8F to notify the Securities and Exchange Commission of its intention to de-register under the Investment Company Act of 1940 (the ‘1940 Act’). It is expected that the Fund will be de-registered under the 1940 Act and dissolved under state law later this year. As noted in previous announcements, on July 14, 2017, the Fund made a liquidating distribution pursuant to the plan of liq
AST & Industry Events
