Guides
Guide
FEATURED
AST Tax Compliance Guide
We are pleased to share a new tax compliance guide that includes detail around the various tax certification requirements for shareholders and employee plan participants. The guide also includes the following sections: FATCA, tax withholding, tax deposits and tax refunds, various IRS notices and tax reporting.
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Articles
Articles
Nuveen Fights Ruling Against Control-Share Bylaw
A federal district judge sided last month with Saba Capital in its case against the fund company’s closed-end provision that prevents shareholders from voting their shares over 10% without approval from other investors.
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Reports
Report
FEATURED
2021 Proxy Season Review and Fall Engagement Guide
As you prepare for 2022, gain access to data and top takeaways from last season by downloading The Debriefing, D.F. King’s 2021 Season Review and Fall Engagement Guide.
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Equity Plan Solutions Case Study: Using Customized Equity Awards Solutions to Compensate for Covid Related Lost Wages
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Research
Research
FEATURED
Blockchain in Capital Markets: More Evolution Than Revolution
Opimas, a leading management consultancy focused on capital markets, evaluates the current state of blockchain initiatives including AST’s forthcoming proxy voting solution.
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AST Restricted Stock Guide
We understand the challenges and difficulties that you and your shareholders may face when dealing with restricted or control securities. We have created this guide as a single resource for all aspects relating to the sale and transfer of restricted or control securities.
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