Guides

Guide

AST Tax Compliance Guide

We are pleased to share a new tax compliance guide that includes detail around the various tax certification requirements for shareholders and employee plan participants. The guide also includes the following sections: FATCA, tax withholding, tax deposits and tax refunds, various IRS notices and tax reporting.

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Articles

Articles

Helping Companies To, Through and Beyond the IPO

The Depth and Scope of AST’s IPO and SPAC Services is Featured in a Report in this issue of CIO Bulletin

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Reports

Report

D.F. King Case Study: Reinventing the deSPAC Process Amid a Growing Retail

D.F. King Case Study: Reinventing the deSPAC Process Amid a Growing Retail

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Report

2020 Proxy Season Review and Fall Engagement Guide

As you prepare for 2021, gain access to data and top takeaways from last season by downloading The Debriefing, D.F. King’s 2020 Season Review and Fall Engagement Guide. 

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Research

Research

Blockchain in Capital Markets: More Evolution Than Revolution

Opimas, a leading management consultancy focused on capital markets, evaluates the current state of blockchain initiatives including AST’s forthcoming proxy voting solution.

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Research

AST Restricted Stock Guide

AST Restricted Stock Guide

We understand the challenges and difficulties that you and your shareholders may face when dealing with restricted or control securities. We have created this guide as a single resource for all aspects relating to the sale and transfer of restricted or control securities.

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