Guides

Guide

AST Tax Compliance Guide

We are pleased to share a new tax compliance guide that includes detail around the various tax certification requirements for shareholders and employee plan participants. The guide also includes the following sections: FATCA, tax withholding, tax deposits and tax refunds, various IRS notices and tax reporting.

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Whitepapers

Whitepaper

Making the Most of Incentive Plans

Making the Most of Incentive Plans

It is critical for retention and morale to acknowledge employees' contributions and support their investment in the company's future. This whitepaper discusses performance incentives, development of awards and design of plan documents.

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Reports

Report

Proxy Mini-Season Doesn’t Mean Mini Challenges

Proxy Mini-Season Doesn’t Mean Mini Challenges

In this Corporate Secretary article, Zally Ahmadi of D.F. King discusses how the mini-season’s unique logistics and time constraints impact shareholder engagement techniques and demands, and what companies can do about them.

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Report

Closed-End Fund Tender Offers 2018

Closed-End Fund Tender Offers 2018

This report lists all closed-end fund tender offers for 2018.

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Research

Research

Blockchain in Capital Markets: More Evolution Than Revolution

Opimas, a leading management consultancy focused on capital markets, evaluates the current state of blockchain initiatives including AST’s forthcoming proxy voting solution.

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Research

AST Restricted Stock Guide

AST Restricted Stock Guide

We understand the challenges and difficulties that you and your shareholders may face when dealing with restricted or control securities. We have created this guide as a single resource for all aspects relating to the sale and transfer of restricted or control securities.

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