Guides

Guide

AST Tax Compliance Guide

We are pleased to share a new tax compliance guide that includes detail around the various tax certification requirements for shareholders and employee plan participants. The guide also includes the following sections: FATCA, tax withholding, tax deposits and tax refunds, various IRS notices and tax reporting.

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Whitepapers

Whitepaper

Making the Most of Incentive Plans

Making the Most of Incentive Plans

It is critical for retention and morale to acknowledge employees' contributions and support their investment in the company's future. This whitepaper discusses performance incentives, development of awards and design of plan documents.

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Reports

Report

Post-Activist Shareholder Communications

Investor intelligence and a strong investor communications plan can help to mitigate some of the volatility, and investors can give valuable insights on how the street views the company. Read strategic recommendations from Lou Cordone, Senior Vice President, D.F. King, an AST Company.

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Report

2019 Proxy Season Review and Fall Engagement Guide

As you prepare for 2020, gain access to data and top takeaways from last season by downloading The Debriefing, D.F. King’s 2019 Season Review and Fall Engagement Guide. To print the Guide, click here.

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Research

Research

Blockchain in Capital Markets: More Evolution Than Revolution

Opimas, a leading management consultancy focused on capital markets, evaluates the current state of blockchain initiatives including AST’s forthcoming proxy voting solution.

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Research

AST Restricted Stock Guide

AST Restricted Stock Guide

We understand the challenges and difficulties that you and your shareholders may face when dealing with restricted or control securities. We have created this guide as a single resource for all aspects relating to the sale and transfer of restricted or control securities.

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