Featured Resources
Reports
FEATURED
Post-Activist Shareholder Communications
Investor intelligence and a strong investor communications plan can help to mitigate some of the volatility, and investors can give valuable insights on how the street views the company. Read strategic recommendations from Lou Cordone, Senior Vice President, D.F. King, an AST Company.
Reports
FEATURED
2019 Proxy Season Review and Fall Engagement Guide
As you prepare for 2020, gain access to data and top takeaways from last season by downloading The Debriefing, D.F. King’s 2019 Season Review and Fall Engagement Guide. To print the Guide, click here.
Browse By Services
Issuer & Investor Services
AST makes sure that neither strategy nor operations present an obstacle for our issuers and investors. Access guides for key topics affecting these stakeholders across Transfer Agent services, Equity Plans, Corporate Actions and IPOs, and more. Plus, gain access to client forms related to these services.
Governance, Proxy & Ownership Services
AST helps corporate issuers, attorneys, and IR teams connect with their shareholders and lead them toward their long-term objectives. Explore topical issues in corporate governance, proxy solicitation, and shareholder activism, and gain recommendations on how to best manage these initiatives.
Class Actions & Mission Critical Services
AST helps attorneys, communications, and operations professionals in the private, public, and governmental sectors overcome obstacles and unplanned events to make progress toward their goals. Discover literature on key topics within class actions and mission critical services.
Restructuring Services
AST supports the work of Attorneys, IR and PR Teams, and Corporate Finance teams to keep corporations moving forward—even during the challenges of a restructuring. Understand best practices, and gain access to information and recommendations to help you streamline operations.
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Browse by Role
FOR HUMAN RESOURCES
Whether you’re awarding shares directly, providing options, or delivering the ability to purchase stock through a plan, you’re helping your company retain its best talent and creating long-term commitment to the company’s goals. Access resources to help you meaningfully motivate your best employees.
FOR CORPORATE SECRETARIES
As a Corporate Secretary, you know all about the risks that can slow the momentum of your organization. Explore resources to help you better manage risk, build strong shareholder relationships, and keep your company on course throughout its lifecycle.
FOR INVESTOR RELATIONS
As an IR expert, you know that communication with stakeholders is key to building their confidence in your organization’s direction and gaining their support as your company evolves. Learn how to ensure that shareholders experience seamless service and clear communications.
FOR ATTORNEYS
AST is dedicated to helping Internal Counsel, External Firms, and Turnaround Advisors move their clients seamlessly past legal initiatives. Learn more about best practices for corporate actions, as well as communications plans for restructuring and class actions.
FOR CFOs
CFOs understand the risks that can slow the momentum of your organization, and are responsible for proactively preventing and efficiently resolving any issues that might take your company off course. Discover best practices for corporate actions, proxy meetings, and ownership intelligence, as well as compliance.
FOR SHAREHOLDERS
Shareholders play a crucial role in a company’s success. By staying active and in control of their shares, they can help drive a company forward. Access information on how best to stay involved, participate in your proxy vote, and more.
Meet The Experts
Mike Nespoli
Mike manages the relationship management teams located across the U.S. and has held a variety of management roles in client servicing and operations throughout his career. He serves on the Board of Directors for the Securities Transfer Association, Inc. and is an active member of the Society of Corporate Secretaries and Governance Professionals.
Michael Legregin
With over 30 years of experience in the financial services industry, Mike brings a vast amount of knowledge to the firm. He oversees the Corporate Actions client management and operations teams and has assisted with many of the most complex, specialized corporate transactions.
Maria Acevedo
Maria is the Director of Product Management for AST’s Equity Plan Solutions group. With over 20 years of experience in the equity plans industry, Maria has held management roles in relationship management and been integral to key technology and business development initiatives.