AST has acted as an exchange agent for hundreds of acquisitions. As an exchange agency, we play a vital role in our clients’ strategic growth plans and work closely with clients to customize a plan for communicating with their security holders. Whether overseeing the surrender of company shares from acquired companies or managing the issuance of shares from the acquirer, we ensure smooth, highly efficient exchanges while managing all communications with security holders.

At AST, our exchange agent service extends beyond the scope of what is traditionally expected. We service client companies on an integrated platform offering expertise in the following:

  • Mergers and Acquisitions
  • Recapitalizations
  • Reverse Splits
  • Cash Elections